Number of Entities against whom Various Enforcement Actions Taken by Securities and Exchange Board of India (2019-2020 and 2020-2021) | ||
Enforcement Action Taken | 2019-2020 | 2020-2021 |
Prohibitive Directions Issued under Section 11 of the SEBI Act 1992 | ||
Adjudication orders | ||
Prosecutions filed | ||
Conviction by Courts | ||
Action taken under SEBI (Intermediaries) Regulations, 2008 | ||
(i) Cancellation | ||
(ii) Suspension | ||
(iii) Warnings issued | ||
Total |